What is CASA?
The Clinic Assessment Software Application (CASA), now updated as CoCASA, is a tool for assessing immunization coverage rates within a clinic, private practice, or any other environment where immunizations are provided. After immunization data has been entered into CASA, data analysis capabilities can be utilized to pinpoint strengths and areas of improvement for an individual provider.
For more information, or to download CoCASA, see the CDC CoCASA website at http://www.cdc.gov/vaccines/programs/cocasa/default.htm
WHAT IS AFIX?
AFIX is a quality improvement strategy to raise immunization coverage levels and improve standards of practices at the provider level. This four-part dynamic strategy stands for Assessment of immunization coverage of public and private providers, Feedback of diagnostic information to improve service delivery, Incentives to recognize and reward improved performance, and eXchange of information among providers.
The Standards for Pediatric Immunization Practices emphasize the use of assessment and feedback techniques, recommending that providers conduct semi-annual audits to assess immunization coverage levels and to review immunization records in the patient populations they serve. The results of such assessments should be discussed by providers as part of their ongoing quality assurance reviews and used to develop solutions to the problems identified.
For more information on AFIX, visit the CDC AFIX website at http://www.cdc.gov/vaccines/programs/afix/default.htm
April 2008
New Mexico 2007 VFC Provider Site Visit Survey Results
In 2007, the Immunization Program conducted provider site visits at 327 participating Vaccines for Children clinics, 206 of which also received CASA immunization coverage surveys. These visits are used primarily to assure vaccine accountability and conduct provider quality improvement, but aggregated data from them are also used to fulfill CDC reporting requirements, evaluate progress toward meeting coverage goals, and analyze coverage by provider attributes.
The CASA aggregated coverage estimates are provider-based. However, because the number of individual charts surveyed is so large (almost 6,800 charts of 2-year olds were audited in 2007 out of an approximate 29,000 birth cohort, about 23%), general trends observed in CASA data tend to reflect those of the population-based National Immunization Survey.
Statewide Immunization Rates
Coverage rates presented here are based on the percentage of 24-35 month olds who have received 4 doses of DTaP, 3 doses of IPV, 1 dose of MMR, 3 doses of HIB, 3 doses of HepB vaccine, and 1 dose of Varicella by their 2nd birthday. This is known as the 4:3:1:3:3:1 rate, CDC's gold standard. The overall 431331 coverage rate at 2 years of age for New Mexico, weighted to account for the number of children seen by each practice, was 82.2%, up from 74.8% in 2005-06.
The un-weighted 431331 rate (a simple average of the rates of all practices surveyed) was lower at 72.3%. Un-weighted single antigen rates are shown below. The 4th dose of DTaP is the vaccine that most limits complete coverage, followed by varicella.
Year |
DTaP4 |
IPV3 |
MMR1 |
HepB3 |
HIB3 |
Varicella1 |
2007 |
82.2% |
91.3% |
89.8% |
88.5% |
89.8% |
83.8% |
County Immunization Rates
County rates for the 2007 CASA year are shown on the linked map. Rates for individual counties varied from 33% to 90%, but it should be noted that in some sparsely populated counties only 1 or 2 providers were sampled. Thus, in some counties with small populations, the county rate noted may be based on the immunization status of just a few children.
Provider Attributes Affecting Coverage Rates
Because un-weighted rates are lower in New Mexico than weighted rates, we have an indication that larger practices on the whole have better rates than smaller practices. Also, pediatric providers have had consistently higher rates than family practice clinics.
The table below gives coverage data from the past four years by provider type. Excellent progress has been made over this period by I.H.S. clinics and Federally Qualified Health Centers. In the private sector, several large pediatric practices have consistently maintained high levels of coverage.
Provider Type |
CASA Year |
4:3:1:3:3 Average Rate |
Federally Qualified Health Centers, Community Health Centers |
2003-04 |
61.7% |
2004-05 |
71.7% |
2005-06 |
81.0% |
2007 |
78.1% |
Indian Health Service |
2003-04 |
64.6% |
2004-05 |
84.8% |
2005-06 |
80.2% |
2007 |
86.3% |
Private |
2003-04 |
64.1% |
2004-05 |
73.4% |
2005-06 |
74.6% |
2007 |
75.2% |
Activities that significantly raised immunization coverage rates were: 1) review of patients' immunization status at every encounter, 2) effective use of New Mexico's Done by One shortened schedule, 3) a policy of vaccinating children with mild illness (colds), 4) availability of walk-in services, and 5) flagging of patients needing immunizations.
As part of the 2007 survey, provider staffers were also asked what would most help them achieve higher immunization rates for the patients. The most cited factors were improved parental compliance and improvements to NMSIIS. Others factors included improved reminder/recall, better patient transportation, and a better ability to deal with transient populations and communication barriers.
The effect of NMSIIS on Coverage Rates
CASA reviewers were asked to check the NMSIIS records of children who were not up-to-date whenever possible. Additional shots were found in NMSIIS for 36% (74 of the 206) of the providers surveyed, and raised rates for these providers an average of about 7-8%. For some small providers, the additional shots found in NMSIIS raised the provider's coverage rates by over 30%. We estimate that shots recorded in NMSIIS but not in patients' charts could account for an increase of up to a few percentage points in New Mexico's overall state rates.
The Medically Homeless and Immunization Coverage
To be included in a provider's CASA survey, an individual two-year old had to meet 'medical home' criteria of 3 lifetime visits and 2 visits in the past year to that provider. In 2007, the Immunization Program attempted to define the extent of patients without a 'medical home' and their effect on coverage rates by doing complete NMSIIS look-ups on the groups of children who did not meet visit criteria for selected provider CASAs. The NMSIIS database proved too incomplete to provide reliable immunization histories on these groups. This small study did suggest, however, that one-year olds were much less likely than two-year olds to meet the 'medically homeless' criteria, suggesting that rather than being truly medically homeless, many children may simply visit a physician less frequently as two-year olds than as one-year olds.
To better evaluate all children missing immunizations during site visits, all charts of one-year olds will be included in 2008 CASA surveys. Visit criteria will be retained for two-year olds to maintain data comparability.
What are the implications of VFC site visit and CASA data for raising rates?
- As in the past, reviewers found that many smaller providers had problems with vaccination quality and coverage. Achieving higher coverage statewide will depend partly on our success in reaching children who receive care at smaller and non-specialist providers.
- Reconsider the role of Public Health Offices as potential 'medical homes', and make public health nurses available to regularly follow-up on children needing immunizations.
- Promote physician buy-in of strategies to increase coverage. In many offices, immunizations are considered the domain of nursing staff and medical assistants. More physician oversight of policies could give immunizations a higher profile in the overall clinic setting.
- Provide targeted assistance to follow up on children who are found to be incompletely immunized during CASA surveys. Charts of these children represent a ready pool of children needing reminder/recall. If the surveyed office is unable to do effective reminder/recall, give Immunization Consultant or public health nurse assistance to bring these kids up-to-date.
- Work with umbrella health systems to reach multiple providers belonging to the same system.
- Attempt to better define the extent of the medically homeless and better determine their primary care needs.
- Encourage providers to focus on strategies that give the best coverage results, including screening for immunization status at every visit, use of the Done by One schedule and other proven policies.
- Encourage providers to pay more attention to the delivery of the 4th dose of DTaP and the first Varicella dose, which continue to hold coverage rates down.
- Continue to assist providers in improving the quality of their services though CHILI trainings and the Immunization Consultant program.